Senior Investment Operations Officer

Responsibilities

  • Oversight of outsourced functions including Custody, Middle Office, Back Office and Banking processes ensuring KPIs are adhered to.
  • Onboarding clients/new accounts ensuring operational requirements are met.
  • Maintain the Investment Operations checklists and procedures.
  • Escalate and resolve issues directly with external suppliers.
  • Preparation and delivery of Management Information on a timely basis.
  • Administration of users to key in-house systems such as HSBCnet and in-house reporting systems.
  • Monitor and authorise payments.
  • Escalate potential risk and exception items to the Investment Operations Manager and Head of Middle Office and to participate in the resolution of problems/issues.
  • Generation of business requirements documentation.
  • Provide cover and assist team colleagues.
  • Undertake projects and tasks as required by the Investment Operations Manager.
  • Ad-hoc work, as and when required.

Experience /key skills/ qualification

  • Minimum of 5 years work experience in Investment Operations at an asset manager or within financial services
  • Experience of third party administrator systems (HSBCnet)
  • Knowledge of different asset classes including derivatives
  • Knowledge of UK regulated funds
  • Knowledge and understanding of regulatory requirements in the asset management area
  • Minimum of a 2:2 degree qualification desirable
  • Microsoft Office proficiency (Excel and Word required)
  • Industry qualification preferred (IAQ, IOC or IMC)

Personal attributes

  • Logical, methodical and diligent (essential attributes)
  • Proactive attitude to work
  • Works well in a team

Interested?

If you would like to see the full job description, please email recruitment@ccla.co.uk.

If you are interested in applying please send a copy of your up to date CV to recruitment@ccla.co.uk stating your current salary and notice period.

Please note, CCLA does not accept CVs from recruitment agencies unless we have actively engaged on a specific position. Any CVs submitted in this manner will be disregarded.